Will testing employees reduce fines for compliance errors? Is it a defense against regulatory action that you took all the measures you could to prevent error? It all depends! However, having competent/certified people and good compliant processes will reduce the impact to the corporation of making a compliance mistake. Check out some specific examples laid out by assessment thought leader John Kleeman, where a good compliance program can reduce or eliminate fines: http://bit.ly/1QaMLcI
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